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Broker-Dealer Advisory Services 2016: Current Legal and Compliance Issues Facing Dual Registrants

Course Details

Total Attendance Minutes:
N/A
Online/Audio Visual (Pre-Recorded) Minutes:
N/A
In House Minutes:
N/A
Total Attendance Credits:
4.00
Online/Audio Visual (Pre-Recorded) Credits:
0.00
In House Credits:
N/A
Legal Ethics, etc.* Credits:
N/A

Contact Information

Phone Number: (202) 527-9634